Compliance Analyst: Average Salary in Concord, NC in 2024
Find out what the average Compliance Analyst salary is in Concord, NC
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Regulatory Compliance Analyst
SearchTower is conducting a search for a Regulatory Compliance Analyst for one of the Industry's leading Independent Broker Dealers for successful and experienced, Financial Advisors. As a member of the Compliance team, the successful candidate will work to support the Firm in meeting regulatory dea...
Senior Compliance Analyst
The Senior Compliance Analyst will be responsible for managing audits and testing of various controls related to regulatory compliance. Senior Compliance Analyst on a contract basis, full-time (40 hours/wk), for an initial 3-month term. The candidate must possess an understanding of compliance regul...
Compliance Rules Analyst - CRIMS - Hybrid in Chicago
Code, test, and implement investment compliance rules in Charles River IMS (CRIMS). Identify compliance requirements and establish validation rules. Create daily review of reports for compliance alerts, exceptions, and necessary corrections. Support clients and colleagues for compliance questions. ...
Senior Compliance Analyst
The Senior Compliance Analyst will be responsible for managing audits and testing of various controls related to regulatory compliance. Senior Compliance Analyst on a contract basis, full-time (40 hours/wk), for an initial 3-month term. The candidate must possess an understanding of compliance regul...
Business Analyst, Compliance Technology (Hybrid LA or PHX)
Proven experience (7+ years) as a Business Analyst, Data Engineer, or similar role within the financial industry, with a strong focus on BSA/AML compliance and regulatory matters. Monitoring product licenses and ensuring compliance with IT industry regulations. Proficiency in writing complex SQL que...
Senior Security Compliance Analyst
Develop, implement, and maintain a comprehensive GRC program to ensure compliance with relevant laws, regulations, and industry standards (e. Prepare reports and presentations for senior management, highlighting compliance status, risk exposure, and recommended actions. ...
IT Analyst Sr. - Compliance
Maintain compliance program within IT including SOX, PCI, and banking regulations. Bachelor (-year college) degree and + years of experience in SOX compliance. ...
Senior Compliance Analyst
The Team Member will be an integral part of the Allspring Regulatory Compliance team supporting the Allspring Global Investments Compliance Program activities including managing the firm's books and records requirements, leading the information barrier compliance oversight process, coordinating inte...
Senior Risk & Compliance Analyst
This job works collaboratively to support of all risk and compliance assessment activities of Highmark Health across a broad range of frameworks including NIST, HITRUST, PCI, HIPAA, SOC, MAR, CMS, JCAHO, etc. Collaborate and communicate with Information Security, Privacy, Procurement, Audit, Complia...
Business Analyst, Compliance Technology (Hybrid LA or PHX)
Proven experience (7+ years) as a Business Analyst, Data Engineer, or similar role within the financial industry, with a strong focus on BSA/AML compliance and regulatory matters. Monitoring product licenses and ensuring compliance with IT industry regulations. Proficiency in writing complex SQL que...
Regulatory Compliance Analyst
SearchTower is conducting a search for a Regulatory Compliance Analyst for one of the Industry's leading Independent Broker Dealers for successful and experienced, Financial Advisors. As a member of the Compliance team, the successful candidate will work to support the Firm in meeting regulatory dea...
Sr Supply Chain Compliance Systems Analyst (Hybrid and Remote Eligible)
Do you have an eye for detail and a passion for developing innovation solutions? Join our team! The Sr Supply Chain Compliance Systems Analyst is responsible for overseeing the compliance of SNC's Source-to-Pay (S2P) system areas such as application development, application compliance, systems compl...
Senior Compliance Analyst
The Team Member will be an integral part of the Allspring Regulatory Compliance team supporting the Allspring Global Investments Compliance Program activities including managing the firm’s books and records requirements, leading the information barrier compliance oversight process, coordinating inte...
COMPLIANCE ANALYST (HYBRID)
We are the industry leader in procurement and supply chain solutions.We are the subsidiary to the 6th largest company in the world (Compass Group PLC), yet Foodbuy has the feel of a small entrepreneurial Company.We pride ourselves on our ability to source and provide a variety of products and servic...
Compliance Analyst
The Compliance Analyst will primarily support the centralized Compliance monitoring program for Allspring Global Investments by performing testing, monitoring and other Compliance program related activities. Allspring is looking for a Compliance Analyst that will be an integral part of the Allspring...
Remote Retirement Plan Compliance Analyst
Ability to successfully complete and support the work outlined for the Compliance Associate roles. Reads and comprehends retirement plan provisions from plan documents, summaries of plan provisions, and related plan materials to ensure accuracy and compliance with regulations. Supports the Plan Cons...
Compliance Rules Analyst - CRIMS - Hybrid in Chicago
Code, test, and implement investment compliance rules in Charles River IMS (CRIMS). Identify compliance requirements and establish validation rules. Support clients and colleagues for compliance questions. Analyze compliance alerts for accurate decisions. ...
Compliance Analyst
The Compliance Analyst will primarily support the centralized Compliance monitoring program for Allspring Global Investments by performing testing, monitoring and other Compliance program related activities. Allspring is looking for a Compliance Analyst that will be an integral part of the Allspring...
Risk and Compliance Data Analyst - AML
The ideal candidate must demonstrate an expertise in compliance/risk management, data analytics and report creation. Support data analyses within compliance organization. AML / BSA regulatory compliance, data analytics, data validation, risk management Experience working with KYC and AML data. ...
Senior Compliance Analyst
The Senior Compliance Analyst will be responsible for managing audits and testing of various controls related to regulatory compliance. Senior Compliance Analyst on a contract basis, full-time (40 hours/wk), for an initial 3-month term. The candidate must possess an understanding of compliance regul...
Quality Assurance Analyst (Spreading and Covenant Compliance)
They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, ti...